Compliance Officer

  • Lokalizacja: mazowieckie
  • Data publikacji: 2023-05-03

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Compliance Officer
Warszawa, Śródmieście
Main responsibilities
  • KYC documents review  
  • Regular review of sample of customer support conversations from the compliance perspective 
  • Monitoring of local tax legislative changes and their impact on the firm 
  • Development and monitoring of a compliance program in relation to marketing companies engaged by the Company (external partners), review of external partners marketing activities, regular reports to Head of Compliance 
  • FATCA and CRS regimes obligations:Identification and documentation of clients (U.S. Tax Forms: W8, W9; CRS self-certifications) & Verification of withheld tax 
  • Assist, when necessary, with the counterparties request on KYC and due diligence of the Company 
  • Support, when necessary, by providing information during reviews of external regulators. 
  • To be fully responsible in all the compliance matters, ensuring compliance with the local law and regulatory requirements
  • Bachelor or Master degree in Economics / Finance   
  • Fluent Polish; advanced English, other languages considered a plus  
  • Understanding EU AML legislation  
  • Understanding of MiFID directive in relation to the provision of MiFID investment and ancillary services  
  • FATCA and CRS experience will be considered as a plus  
  • Soft skills in communication with the account managers regarding client documents’ assessment and requests for additional documents/information 
We offer
  • Competitive level of salary
  • Interesting tasks and projects in dynamic international environment of fast-growing business  
  • Professional development and work in a Team of experts
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